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Free Webinar on Implementing an Effective Compliance Management System and the Consumer Compliance Rating System

The focus on bank and credit union compliance management systems is intensifying. The FDIC has noted that “To address this risk, a financial institution must develop and maintain a sound compliance management system that is integrated into the overall risk management strategy of the institution.”

Free Webinar on Compliance Management System Expectations and RegChange

Covered Topics:

  • Requirements of an effective Compliance Management System
  • Essential elements of a Compliance Program
  • A review of the Interagency Consumer Compliance Rating System
  • Impressions from the first 3 months of the new Consumer Compliance Rating System
  • A project plan to address the Consumer Compliance Rating System changes
  • A demo of the RegChange regulatory change management system and how it can improve your financial institution’s compliance program
Presented by Carl Pry

Presented by Carl Pry

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Managing Director for Treliant Risk Advisors in Washington, DC. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.